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The Future of

Heating and Cooling

Neil R. Trombly tromblnr@uwec.edu

Part of Iraq & Our Energy Future, by students of
Geography 378 (International Environmental Problems & Policy)
at the University of Wisconsin-Eau Claire, USA, Spring 2003.

Conservation vs. Sacrifice

Outdated Conservation Efforts

Why is over 90% efficiency not nearly good enough?

The 300% to 400% Advantage of Ground-coupled Heat Pumps

Popular But Misleading Terminology

Avoiding Your Own Private Permafrost

The 'Passive Solar' Element to Ground-coupled Heating

An 'Active Solar' Element to Ground-coupled Heating

A Geography of Terms?

Ground-coupled Heat Pumps Fit In Almost Anywhere

Air Source Heat Pumps

Advantages of Ground-coupled Space Conditioning Are Clear


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This webpage will focus on the world's most universally promising future for heating and cooling of enclosed structures such as homes, stores and offices through a ground-coupled application of heat exchange technology. This webpage argues for fullest possible adoption of the best space conditioning (heating/cooling) technology available because current space conditioning systems that are thought to be good are clearly not nearly good enough for the long term future of our planet.

The clear divisions of efficiency among existing heating and cooling technologies will be reviewed as well as some location/climate considerations regarding applicability of ground-coupled heat pump technology. Resounding economic and environmental benefits will also be reviewed.

There is a lack of uniform terminology in the industry that comes up much too often to be ignored so an aspect of this recurrent problem is presented here. Although the 'geoexchange' heat pump industry still has an immature lexicon, the hardware itself is fully up and running:

"Heat pump technology is relatively mature; ... While further incremental improvements in heat pump technology and performance are possible, their impact on the performance of the heat pump industry will not be a driving force in its development. Therefore, the primary challenge is to develop the market, rather than the technology." -EnerBuild Workshop, May 14, 2002 (1)


Heat flows naturally from places of high temperature to places of low temperature. Heat pumping reverses this natural flow and makes warm places even warmer and cold places even colder. The production of cold in appliances and in air conditioning systems is fully accepted as mature and reliable technology. Unfortunately, due to outdated perceptions and outdated customs, people are not yet willing to fully trust heat pumps to heat their homes and offices even though heat pumps reliably produce more heat than cold due to the motor driving the pump.

"The heat pump itself cannot be the problem, as it uses the same equipment as a refrigeration system and operates with the same temperature lifts. The only difference is the system into which heat pumps have to be integrated." (Hermann Halozan) (2)

Clearly, the challenge to go from trusting heat pumps with our food to also trusting heat pumps with our homes is one of education, persuasion, community awareness and community action. I feel the pursuit of such things is a worthy goal for this Geography website.

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The Problem

Hundreds of millions of people in developing countries have rising expectations to attain the comforts they see in Western civilization. Unfortunately, energy-intensive Western civilization does not provide a viable model for its own future much less provide a model for the entire planet. -- The earth's ecosphere cannot well absorb several times the present burning of fuels so that the world's people can enjoy westernized standards of comfort and ease.

Fortunately, Western civilization is fully capable of setting a far better example than it does now on how to achieve and preserve human comfort without destroying the environment. This challenge is being addressed on two main fronts:
 
1) Renewable and nonpolluting energy sources such as wind, solar, geothermal, waves and tides are fast becoming viable partners in our energy supply systems.
 
2) Conservation, from recycling aluminum cans to turning thermostats down in the winter, from more fuel efficient cars and light bulbs to adding insulation, from stricter building energy codes to environmental education, and more, is already having a considerable impact on reducing energy waste.

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Conservation vs. Sacrifice

Conservation of energy is not inseparably linked to hardship. It is inseparably linked to efficiency. Conservation of energy simply means using less energy to do whatever we are doing. Technology, industry and education are fully capable of bringing about a fundamental change in the way humanity views and uses energy in the future.

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Outdated Conservation Efforts

Modern furnaces installed in the USA must have an (A.F.U.E.) efficiency of at least 78%. (Before 1992 many furnaces had efficiencies as low as 60%.) The best furnaces now available boast up to 96.6% efficiency. This sounds good but it is not nearly good enough. (3)

'Combined Heat and Power', commonly called cogeneration, is a viable alternative to simply burning fuel to power industrial needs and then discarding the heat. In the past, it was common for factories with waste heat to sell this type of heat to heat homes and offices and/or provide hot water. The practice fell into relative disuse as energy became inexpensive and reliable home furnaces and hot-water heaters became standard. The practice is making a laudable comeback where this energy resource is available.(4)

'Decentralized Generation': Another form of cogeneration is for utilities to generate electricity locally to displace electric needs and then use the waste heat from electric generation power plants to provide space heating and/or hot water. This both utilizes potentially wasted heat and eliminates substantial portions of transformer and transmission-line losses that utilities normally face. (5) This technology can also be privatized for greenhouses or apartment buildings or other operations that need considerable light and heat. Some private residences also use this method to displace electric costs. Although most decentralized generation is only about 85% efficient due to its electrical emphasis, its great advantage comes from conversion of about 30% of the fuel's energy into electricity which is a far more valuable form of energy than heat. If electricity is locally expensive, the electric savings alone may recover the full cost of the fuel consumed. [Ontario Gov. OCETA (6) also CIEEDAC (7) . See Table 1 for efficiencies]

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Why is over 90% efficiency not nearly good enough?

Modern technology is capable of so much more than simply burning fuel to get heat. There is enough heat already available that can be concentrated into useful intensity by means of mechanical devices called heat pumps. Once installed, these reliable devices can also produce cold for summer air conditioning. The payoff is neither small nor tardy. It is as much as 400% efficient and payback on new construction can often come in just a few years.





The 300% to 400% Advantage of Ground-coupled
Heat Pumps:

A heat pump is simply a device for concentrating existing heat mechanically (rather than getting concentrated heat by burning chemically). It works rather much like a water pump. A water pump can move water uphill but it does not create the water it pumps --it needs a source to pump water from and a place to send it. The same goes for a heat pump. It can pump heat in or out of your home but it needs a source of heat (source temperature) on one end and a place to dump that heat on the other end (sink temperature).
 

Your household refrigerator is a heat pump. It pumps the heat out of your refrigerator and then dumps that same heat into your home. As the inside of your refrigerator gets colder, the outside gets hotter. The refrigerator heat pump can pump out so much heat that water freezes and you get ice cubes. This technology is remarkably reliable --more reliable than almost any furnace.

The neat thing about ground-coupled heat pumps is that modern units move 3 or 4 times more heat energy than the energy used to run them. In other words, a 1000-watt ground-coupled (or geoexchange) heat pump can deliver the same amount of heat as a 3000 or 4000 watt electric heater. A excellent tutorial explaining heat pump applications can be found online at Maritime Geothermal Ltd. (8). It is both thorough and easy to understand. (This company does business in the Canadian Maritime Provinces --check out its case studies. For those entirely new to heat pumps, note the blue box under their Table of Contents. Click on it and you get 49 questions and answers contributed by The Electric Heating Institute of Indiana.)

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Popular But Misleading Terminology:

One shortcoming of the Maritime Geothermal site is their 'slang use' of geothermal. Geothermal energy usually pertains to special places on the earth where such energy is both intense and easily accessible --as in Iceland. In Iceland, common water pumps move geothermally heated water into buildings to heat them. No heat pump is needed. A heat pump does not pump heated water, water pumps do that.

In all fairness, so many people use the terminology 'geothermal heat pump' that Maritime Geothermal may have felt it had no choice. But, most often, this terminology does not fit.

Even the terminology 'Ground Source' in the name of the International Ground Source Heat Pump Association (9) is misleading. This 'Ground Source' terminology also does not fit.

Here's why:

Both 'geothermal heat pump' and 'ground source heat pump' terminology suggest that heat pumps can simply keep taking heat from the earth. This is untrue in the majority of highly suitable locations where heat pump technology can and should be used. If you simply pump heat out of the ground (ground-source the heat pump) where natural geothermal resources are not adequate to replenish that heat, you soon develop "your own private permafrost". This can happen in as little as two years even with an oversized ground loop. In places where substantial heating is needed, the earth simply cannot sustain unreplaced extraction of geothermal heat year after year. Where geothermal heat is weak, the earth rewarms itself too slowly to engage in extractive 'heat mining' over a long period of time. [ "... skimping on the ground loop..." "...what you have is your own private permafrost..." (1) from page 1 of Appendix C]

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Avoiding Your Own Private Permafrost:

In most locations, after pumping a lot of heat out of the earth the heat MUST be replaced. In this sense you are using the earth as a thermal bank account. It may be a big enough thermal asset to get you through any one heating season but come summer you need to help nature put that heat back. Although the earth absorbs the sun's heat and geothermal conduction from deep in the earth both help redeposit heat automatically, these are simply not enough to maintain the heat balance. During the summer months most heat pump applications air-condition --using the building itself to collect heat to help rewarm the ground. During these months the system truly becomes a 'building source' heat pump rather than a 'ground source' heat pump.

Another essential factor in avoiding your own private permafrost is to have a properly sized ground loop system. If you are "skimping on the ground loop "(1) size, you will have permafrost before a single heating season is over. Once this happens, the heat pump's efficiency collapses for the remainder of the heating season as the ground-source permafrost temperature quickly plummets to deep sub zero temperatures --increasing the 'lift' load of the heat pump. Artificial permafrost was a recurrent problem twenty years ago when people tried to derive heat only from compact ground loop fields. This permafrost problem quite properly discredited attempts at simplistic thermal mining of the earth where geothermal activity is not strong. All credible installers have learned to somewhat oversize ground loops and/or make provision to reinject sufficient heat in the warm season.

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The 'Passive Solar' Element to Ground-coupled Heating:

"GeoExchange heat pumps use the Earth's energy storage capability to heat and cool buildings, and to provide hot water. The earth is a huge energy storage device that absorbs 47% of the sun's energy -- more than 500 times more energy than mankind needs every year -- in the form of clean, renewable energy. GeoExchange heat pumps take this heat during the heating season at an efficiency approaching or exceeding 400%, and return it during the cooling season."(11)

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An 'Active Solar' Element to Ground-coupled Heating:

Solar Assist: Another way to help reheat the earth if you do not need to air condition much in the summer months is to send low-grade solar heat under your ground loop system through a separate pipe. All you need to do is warm the earth some degrees above freezing --even a heat collector inside(!) an attic that tends to overheat in the summer can provide this sort of very low grade heat. This is a simple and elegant way to store up summer's excess solar energy for the winter months for the price of some foresight, some pipe, some environmentally friendly antifreeze solution and a thermostatically controlled circulation pump. This is as cheap as any 'active' solar collection/storage system gets. More substantial systems are, of course, available but may not be all that necessary.

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A Geography of Terms?:

Despite the use of 'ground source' in its name, The IGSHPA (9) , readily uses the term 'GeoExchange' in its literature. This terminology is both appealing and functional but at the time of this writing, 'Geo Exchange' and 'Geoexchange' together get only a third of the Google hits for 'Ground Source'.
 
Another term (haunting places like the Plastics Pipe Institute (10) and student thesis papers) is 'ground-coupled'. Although this is a most descriptive terminology for building heating and cooling applications, 'ground-coupled' got a mere 2650 Google hits in April, 2003. However, if you are going to study this matter, this term is important for your lexicon of relevant words. The most necessary collection of search words appears to be: (Yes, there is a plug here for standardization of terms.)

1) Geothermal Heat Pump ..............................(double-ugh)
2) Ground Source Heat Pump ...........................(one ugh)
3) Groundwater Heat Pump ............................(sometimes)
4) Water-source Heat Pump ............................(sometimes)
5) Geoexchange Heat Pump .......................(great P.R. image)
6) Ground-coupled Heat Pump ................(accurate and specific)

The reason that the last is most accurate is that even groundwater (#3) is absolutely coupled to the ground temperature. In certain applications a 'water-source' (#4) is simply chilled by a heat pump and then discarded. The most common example is a drinking-fountain --the heat is extracted and the bulk of cold (heat-depleted) water is discarded. But even this water usually comes into the building at earth temperature. As for Geoexchange (#5), I cannot find a single proper definition but it applies to flowing streams or lakes and is easily applied to a cruise ship named the Spirit of Columbia ( http://www.geo-exchange.ca/en/geosuccessstories.html ). It seems to be a 'selectively generic' term that applies to heat pumping almost any thermal asset in the geosphere other than the atmosphere which is called 'air source heat pumping'.

For a major growth industry with a bright future, I hope this industry adopts defined and universal terminology conventions sooner rather than later. If the system is coupled to the ground in order to alternately provide both heat source and heat sink functions using a relatively stationary thermal mass, then the terminology should indicate this, neither more nor less. I went with 'Ground-coupled' for this webpage. The immaturity of current heat pump application vocabulary came as quite a surprise.

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Ground-coupled Heat Pumps Fit In Almost Anywhere:

Using a ground-coupled heat pump to heat and cool your home or business requires some land. If you have a lot of land you can use a system where the ground loop is laid out in a long trench, this is usually the easiest sort of ground loop to install and works best in regions where land is cheap. Because the working fluid is shown leaving the building hot and returning cool, (blue) the system is shown in home-cooling mode --it's summer.

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If you don't have a lot of land the ground loop can double back and forth to attain the necessary length (or form a grid which involves an unfortunate number of connections). This dense type of application is very common but is quite susceptible to permafrost development if not properly sized and/or is not recharged with 'waste' air conditioning heat or solar heat during the summer months.

 


    If you don't have much land at all (or you live in a place like Sudbury, Ontario, where solid bedrock or 100mm of soil serves for many a lawn) you can use a system where boreholes a hundred meters deep provide the needed distance for a ground loop. A well-drilling rig makes
    the boreholes. This is the most space efficient method possible.

     
     

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    There are numerous variations on these applications but the purpose here is to simply show that whether you live on a ranch or on a tiny city lot, a ground-coupled heat pump can heat and cool your home. No matter how small the parcel of land, the earth can serve as a thermal flywheel to
    heat your home or business all winter and cool it all summer.
     





Air Source Heat Pumps:

Air source heat pumps (whole-house air conditioners that can both heat or cool) are more efficient than any ordinary furnaces by attaining 200% or more efficiency --but they are not nearly as efficient as ground-coupled systems because the atmosphere is, almost by definition, very cold when you need to heat and very hot when you need to cool. This is not a subtle point.

"At times people confuse GeoExchange with Air Source Heat Pumps. While both transfer energy, air source heat pumps try to remove heat from the outside air and there is simply not enough heat in that air during a Wisconsin winter." (11)

"The ASHP [air source heat pump] is a tempting substitute for the traditional heating and cooling systems. ... However, once the honeymoon is over the homeowner must settle down to life with an ASHP. Air, with its low heat capacity, is not a good source of heat. The heating efficiency of an ASHP decreases as the air temperature decreases, often requiring supplemental heat from the electric strip heater. The defrost cycle is also a kilowatt hog. The exterior units are exposed to the elements and can be noisy with the high air flowrates required for heat extraction. The attractive initial savings are quickly eaten up by the reality of higher operational costs."

"While the equipment and installation costs for a GSHP [ground source heat pump] system can be twice the cost of traditional heating and cooling systems, there are two main advantages over the ASHP; the earth is a stable temperature heat sink and water is an excellent heat transfer fluid. Depending on the geological formations, moisture content of soils, and water table depth the GSHP can use the relatively constant temperatures and high heat capacity of the earth as an efficient medium for heat extraction and rejection."

"The effect on the owner of a GSHP system is opposite that of the ASHP. While initial investment is high, yearly energy savings provide a payback in from 5 to 7 years over conventional heating and cooling systems." (12)

The advantage of reversible air conditioning systems (air source heat pumps) is clearly in the low-overhead cost of installation. But this technology is not nearly adequate to deliver heat in wintry climates. In mild climates where only a little heat is needed, they can function reasonably well. Although, this application of heat pump heating and cooling is simply not nearly as efficient as geoexchange systems, where the need for heating and cooling is minimal there may be little to gain by installing a highly efficient but far more expensive geoexchange system.

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Advantages of Ground-coupled Space Conditioning Are Clear:

The landmark 1993 EPA study, Space Conditioning: The Next Frontier, found that geoexchange ('geothermal') systems are the most energy-efficient, environmentally clean and cost effective space conditioning systems available. Payback of installation costs can come in just 5 to 7 years -- often it is even less on new construction. [see (12) above]

The EPA study also found that geoexchange heating and cooling systems can reduce energy consumption by over 40% compared to air-source heat pumps.(13) This study was based on field performance data available at the time. It was true then and it is more true now since the installed efficiency of geoexchange systems has significantly improved since that time.

"The U.S. General Accounting Office estimates that if GeoExchange systems were installed nationwide, they could save several billion dollars annually in energy costs and reduce pollution." (13)

Obviously, the dollar amounts of potential savings are a fast-moving target. However, the savings to the environment are potentially huge and of incalculable value. Every pound of combustible fuel burned produces anywhere from two to three pounds of carbon dioxide, CO2, a greenhouse gas. As the world moves to reduce CO2, it is difficult to imagine long term success without rethinking what is efficient heating and cooling. 100% efficiency is not good enough. We need and can achieve highly energy-leveraged heating and cooling from geoexchange heat pumps.

Furthermore, customer satisfaction with geoexchange systems is nearly fantastic. "Surveys by utilities indicate a higher level of customer satisfaction for GeoExchange systems than for conventional systems. Polls consistently show that more than 95% of all GeoExchange customers would recommend GeoExchange to a family member or friend.(13)

The focus of this webpage is promotion of ground-coupled geoexchange heat pumping for both heating and cooling of homes, schools and businesses because it can be gainfully applied almost anywhere in the temperate regions of the world. Society needs to become responsive to the rather extreme and multiple benefits that ground-coupled heating and cooling can deliver.



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Use your browser's BACK button to return to your last text position:

(1)
"EnerBuild RTD Focus Workshop Thematic Group 3: Mechanical Heating"
(Copy and paste the above, including quotes, into Google.)
(2)
Herman Halozan (28 pages, an entire issue of a heat pump oriented magazine):
http://www.etis.net/common/tech/tech019/tech019.pdf

(3) Carrier Corporation:
(site contains A.F.U.E. definition):
http:// www.residential.carrier.com/faq/brands-3.htm.

(4) Combined Heat and Power Association
(UK, homepage):
http://www.chpa.co.uk/
(5) Decentralized Generation
(COGEN, Europe, homepage):
http://www.cogen.org/publications/reports_and_studies.htm
(6) Ontario Government Publication, OCETA:

http://www.oceta.on.ca/profiles/admic/admic_tech.html

(7)
Canadian Industrial Energy End-Use Data and Analysis Centre (40 page document):
http://www.cdea.ca/pdf/cogen_Potential_in_Canada.pdf
(8) Maritime Geothermal Ltd:

http://www.nordicghp.com/mg/hpworks.htm
(9) International Ground Source Heat Pump Association:

http://www.igshpa.okstate.edu/

(10) Plastics pipe institute (
3 pages):
http://www.plasticpipe.org/pubs/download/statemt/StateQ.pdf

(11) Geothermal Heating and Cooling Systems [2003? ©?]
Booklet by the Wisconsin Geothermal Association.
(12) Paul H. Gendron, P.E. (7 pages):
http://www.hq.usace.army.mil/cemp/e/Et/resident.pdf
(13) Brief summary of E.P.A. study
Space Conditioning, The Next Frontier :
http://www.geo-enterprises.com/plain/Benefits.htm
(14)
image: Burkhard Sanner (8 pages):
http://www.ubeg.de/Downloads/GeothermalHeatPumps.pdf

(15) image: By "energy right" (TVA):
http://www.energyright.com/heatpump/geothermal.htm
(16) image: Inst. of Geophysics, Zurich:
http://www.gtr.geophys.ethz.ch/Projekte/ShallowGeothermics/shallow.html